Dr. LIN Yong
娱乐城做什么的 www.avylby.com.cn LIN Yong, was appointed as an Executive Director of the Company on 23 December 2009. He?has been a Deputy Chairman of the Board of Directors and the Managing Director of the Company as well?as the Chief Executive Officer of the Group since 29 April 2011. He is also the Chairman of the Executive?Committee as well as a member of the Strategic Development Committee of the Company. In addition, Mr.?Lin is a director of subsidiary of the Company and a board member of Haitong Bank, S.A. (“Haitong Bank”) and Haitong Banco de Investimento do Brasil S.A., wholly-owned subsidiaries of Haitong International?Holdings Limited (formerly known as “Hai Tong (HK) Financial Holdings Limited”) (“HTIH”). He also acts?as the chairman of Haitong Bank since 30 October 2017. Mr. Lin holds a Doctorate Degree in Economics?from Xi’an Jiaotong University and has over 20 years of experience in the investment banking industry. Mr.?Lin joined Haitong Securities Co., Ltd. (“HSCL”, whose shares are listed on The Stock Exchange of Hong?Kong Limited and on the Shanghai Stock Exchange) in 1996 and was a general manager of the Investment?Banking Department of HSCL from 2001 to 2007. He has been appointed as an assistant to general manager?of HSCL with effect from 30 December 2014 and a director and general manager of HTIH since 2007. He?is responsible for the overall operation of HTIH and the business development of the Group. In 2006, Mr.?Lin was named “2006 Top Ten Outstanding Young Person in Financial Sector in Shanghai” (2006年上海首屆十大金融傑出青年) and was honoured as the“2014 Shanghai Financial Industry Leader” (2014滬上金融行業領袖) in 2014. He acts as an adjunct professor in Management College of Xiamen University since 12 May?2010 and acts as chairman of Chinese Securities Association of Hong Kong since 25 February 2019 and was appointed as a member of Mainland Opportunities Committee of Financial Services Development Council since 1 April 2019. Mr. Lin?is an independent non-executive director of Zhongsheng Group Holdings Limited (“Zhongsheng Group”).?The shares of Zhongsheng Group are listed on The Stock Exchange of Hong Kong Limited (the “Stock?Exchange”).
Dr. LI Jianguo
LI Jianguo, was appointed as an Executive Director of the Company on 13 January 2010 and a?Deputy Chairman of the Board of Directors of the Company on 10 March 2010. He is also a member of the?Strategic Development Committee of the Company. Mr. Li holds a Doctorate Degree in Economics from?Xi'an Jiaotong University. He has 27 years of experience in the securities industry. Mr. Li was a general?manager of Henan Securities Co., Ltd. from 1992 to 1998. He joined HSCL in 1998 and served as the deputy?general manager of HSCL from 1998 to 1999. Mr. Li was the vice president and the general manager?of Fullgoal Fund Management Co., Ltd. from 1999 to 2008. Mr. Li has been the assistant to the general?manager of HSCL and the chairman of the board of directors of HTIH since 2008 and the vice chairman of?HTIH since 9 August 2010.
Mr. POON Mo Yiu
POON Mo Yiu, joined the Group in August 2008. He was appointed as an Executive Director?of the Company on 1 July 2009 and was the Chief Operating Officer of the Group as well as a member of?the Executive Committee of the Company prior to his re-designation as a Non-executive Director on 16?February 2016. Mr. Poon was re-designated as an Executive Director of the Company and was appointed?as a member of the Executive Committee of the Company on 8 February 2018. He was also appointed?as the Chief Operating Officer of the Group on 15 August 2018. Mr. Poon is also a director of various?subsidiaries of the Company. He is a board member of Haitong Bank. Mr. Poon holds a Master of Business?Administration Degree from The Chinese University of Hong Kong. He is a fellow of the Association of?Chartered Certified Accountants, the Hong Kong Institute of Certified Public Accountants (“HKICPA”) and?the Institute of Chartered Accountants in England & Wales. Mr. Poon has extensive experience in financial?management, management of information systems, accounting projects as well as various aspects of?mergers and acquisitions. Prior to joining the Group, Mr. Poon worked for Sun Hung Kai & Co. Limited as?the Group Chief Operating Officer and the Group Chief Financial Officer. He was also previously the Vice?President in Finance of JPMorgan Chase Bank and the Group Financial Controller of Jardine Fleming Group?in Asia before its merger with JPMorgan Chase Bank.
Mr. SUN Jianfeng
SUN Jianfeng, joined the Group in 2010 and was appointed as an Executive Director of the?Company with effect from 1 June 2017. He is the Chairman of Corporate Finance and is leading the?Corporate Finance Function to provide a wide range of corporate finance services. He is also responsible?for the development and management of the Leveraged and Acquisition Finance business. He is also a?member of the executive committee of the Company. Mr. Sun is also a director of various subsidiaries of the?Company as well as a responsible officer of Haitong International Capital Limited and Haitong International?Capital (HK) Limited (formerly known as Hai Tong Capital (HK) Limited) under the Securities and Futures?Ordinance. Mr. Sun holds a Master of Applied Economics from Xi’an Jiaotong University. He possesses?extensive experience in the corporate finance industry. He participated and completed a number of IPOs in?Hong Kong and China.
Mr. SUN Tong
SUN Tong, joined the Group in May 2010 and was appointed as an Executive Director of the?Company with effect from 27 March 2018. He has been appointed as the Chief Investment Officer of?the Group since September 2017 and is a member of Executive Committee of the Company.? He is also a director of numerous subsidiaries of the Company, and serves as a responsible officer of Haitong International Securities Company Limited under the Securities and Futures Ordinance. Mr. Sun graduated with a Bachelor Degree in Computer Science from Nanjing Normal University and obtained a MBA Degree from the Chinese University of Hong Kong. Mr. Sun joined HSCL in 2000 and he is now a deputy general manager of HTIH.
Mr. QU Qiuping
QU Qiuping, was appointed as the Chairman of the Board and a Non-executive Director on?8 February 2018 and is the Chairman of the Nomination Committee and the Strategic Development?Committee as well as a member of the Remuneration Committee of the Company. Mr. Qu is a member of?the Chinese Communist Party and holds a Master degree in Economics from Fudan University. He is a senior?accountant in the People’s Republic of China (the “PRC”) and was the accountant, deputy section chief,?Youth League secretary of Nanshi District Office of the People’s Bank of China Shanghai (中國人民銀行上海市南市區辦事處) from September 1980 to December 1983; the deputy section chief and section chief of?Nanshi District Office of the Industrial and Commercial Bank of China Shanghai (中國工商銀行上海市南市區辦事處) from January 1984 to September 1992; the vice president of Nanshi Sub-branch of the Industrial?and Commercial Bank of China Shanghai Branch (中國工商銀行上海市分行南市支行) from September?1992 to November 1995; the deputy head of the accounting and cashier department of the Industrial and?Commercial Bank of China Shanghai Branch (中國工商銀行上海市分行) from November 1995 to December?1996 (He was in charge of the party and political work of Shanghai Jiading Sub-branch of the Industrial and?Commercial Bank of China (中國工商銀行上海市嘉定支行) from December 1995 to December 1996); the?president and deputy secretary of CPC party committee of Shanghai Baoshan Sub-branch of the Industrial?and Commercial Bank of China (中國工商銀行上海市寶山支行) from December 1996 to March 1999; the?head of the accounting and clearing department of the Industrial and Commercial Bank of China Shanghai?Branch from March 1999 to December 1999; the assistant to the president of the Industrial and Commercial?Bank of China Shanghai Branch from December 1999 to June 2000; the vice president of the Industrial and?Commercial Bank of China Shanghai Branch from June 2000 to February 2005 (he was a visiting scholar at?University of Pennsylvania from September 2002 to September 2003); the vice president of the Industrial?and Commercial Bank of China Jiangsu Branch (中國工商銀行江蘇省分行) from February 2005 to September?2008; the deputy secretary of CPC party committee and the vice chairman of the board of directors of Bank?of Shanghai (上海銀行) from September 2008 to November 2008; the president, deputy secretary of CPC?party committee and the vice chairman of the board of directors of Bank of Shanghai from November 2008?to December 2010; the head of Investor Education Office of the Work Coordination Department of the?Dispatched Offices of the CSRC (中國證監會派出機構工作協調部) from December 2010 to August 2012; and?the head of the Department of Unlisted Public Company Supervision of the CSRC (中國證監會非上市公眾公司監管部) from August 2012 to April 2014. Mr. Qu has been the director of Self-discipline and Supervision?Committee of the Securities Association of China (中國證券業協會自律監察專業委員會) since October 2015,?and the member of Expert Committee of the Finance Research Centre of Counselors’ Office of the State?Council (國務院參事室金融研究中心) since October 2016. He has been the Council member of the Shenzhen?Stock Exchange since April 2017; Vice Chairman of Securities Association of China since June 2017; a?member of the Chinese People’s Political Consultative Conference Shanghai Committee since December?2017; Chief Supervisor of Shanghai Association of Listed Companies since June 2018; and Chairman of?Mergers and Acquisition Financing Professional Committee of the China Association for Public Companies?(中國上市公司協會併購融資專業委員會) since October 2018. Mr. Qu has served as an executive Director, the?general manager and the deputy secretary of CPC party committee of HSCL since 25 June 2014, and the?chairman of the board of directors of HTIH since February 2018.
Mr. CHENG Chi Ming Brian
CHENG Chi Ming Brian, joined the Group in June 2009 and was appointed as an Executive?Director of the Company on 1 July 2009. He was re-designated as a Non-executive Director of the Company?on 13 January 2010. Mr. Cheng is also a member of the Remuneration Committee and the Strategic?Development Committee of the Company. Mr. Cheng holds a Bachelor of Science Degree from Babson?College in Massachusetts, U.S.A. Mr. Cheng is currently an executive director of NWS Holdings Limited,?chairman and non-executive director of Integrated Waste Solutions Group Holdings Limited, and non-executive?director of Wai Kee Holdings Limited. Mr. Cheng was a nonexecutive?director of Newton Resources Ltd (resigned on 23 January 2017),?Beijing Capital International?Airport Company Limited (resigned on 2 February 2018) and Leyou Technologies Holdings Limited (resigned on 5 June 2019). The shares of all these companies are listed on?the Stock Exchange. Mr. Cheng is also a director of certain subsidiaries of NWS Holdings Limited. He is?mainly responsible for overseeing the infrastructure business and the merger and acquisition affairs of NWS?Holdings Limited and its subsidiaries. In addition, Mr. Cheng is also the Chairman of Goshawk Aviation Limited, and a director of SUEZ NWS Limited, PBA International Pte. Ltd. as well as a director of a number?of companies in Mainland China, and a non-executive director of Tharisa plc (retired on 1 February 2017),?whose shares are listed on the Johannesburg Stock Exchange Limited and the London Stock Exchange?plc. Mr. Cheng is currently a member of the Thirteenth Shanghai Municipal Committee of the Chinese?People’s Political Consultative Conference. Mr. Cheng has previously worked as a research analyst in the?Infrastructure and Conglomerates sector for CLSA Asia-Pacific Markets.
Ms. WANG Meijuan
WANG Meijuan, was appointed as a Non-executive Director of the Company on 1 September?2012 and is a member of the Audit Committee and the Risk Committee of the Company. She holds a?Bachelor Degree and a Master Degree from the Shanghai University of Finance and Economics. Ms. Wang is?a senior accountant in the PRC and possesses the qualification of securities practitioner in the PRC. She has?worked as a lecturer for the department of management engineering of the Shanghai Institute of Building?Materials and the senior manager of Da Hua Certified Public Accountants Co. Ltd. Ms. Wang has over 18?years of experience in the securities industry. She served in various positions in HSCL (formerly known as?Haitong Securities Company before it was renamed in 2002), including the manager of audit department?from May 2001 to August 2001, the assistant to general manager of audit department from August 2001 to?March 2002, the deputy general manager of audit department from March 2002 to May 2006, the deputy?general manager of risk control headquarters from May 2006 to September 2006, and the chief auditor?and deputy general manager of risk control headquarters from September 2006 to March 2011. Currently,?Ms. Wang is acting as an employee supervisor and the general manager of the audit department of HSCL?and director or chairman of the supervisory committee of various affiliates of HSCL. She is a director of?Haitong Capital Investment Co., Ltd. (海通開元投資有限公司) and Xi’an Aerospace and New Energy Industry?Fund (西安航天新能源產業基金投資有限公司), a chairman of the supervisory committee of Haitong Futures?Co., Ltd. (海通期貨股份有限公司) and Haitong UniTrust International Leasing Co., Ltd. (海通恒信國際租賃股份有限公司) and also a member of the Brokerage Business Committee of HSCL.
Mr. ZHANG Xinjun
ZHANG Xinjun, was appointed as a Non-executive Director of the Company on 27 March 2018?and is a member of Audit Committee and the Strategic Development Committee. Mr. Zhang holds a?postgraduate Master degree in Management from the Department of Accounting of Nankai University.?He is a Chinese Middle Grade Accountant and has extensive experience in financial accounting, finance?management and merger and acquisition. Mr. Zhang joined the Company in April 2010 and was appointed?as the Chief Financial Officer of Company and was also a member of the Executive Committee of Company.?Prior to joining the Company, Mr. Zhang worked at the Planning and Finance Department of HSCL and had?been the Chief Financial Officer of HTIH since January 2008. He has been appointed as the Chief Financial?Officer of HSCL and will cease to act as the Chief Financial Officer of the Company with effect from 27?March 2018. Mr. Zhang is a board member of Haitong Bank.
Mr. William CHAN
William CHAN, was appointed as a Non-executive Director on 2 January 2015 and is the Chairman?of the Risk Committee and a member of the Strategic Development Committee of the Company. Mr. Chan?was awarded a Master of Business Administration Degree from National University of Singapore and a?Bachelor Degree in Shipbuilding from Dalian University of Technology in China. Mr. Chan has extensive?experience in equity and bond analysis, trading and portfolio construction, currency trading, distress?investment, quantitative research and derivative trading. Mr. Chan is currently a director of Harveston?Asset Management Pte. Ltd. and MM River Fund Pte. Ltd.. He previously worked for China Aviation Oil?(Singapore) Pte Ltd as Head of Strategic Investment and the Credit and Finance Manager of treasury?department and financial risk unit for Asia Pacific of Dow Chemical Singapore.
Mr. TSUI Hing Chuen William JP
TSUI Hing Chuen William JP, was appointed as an Independent Non-executive Director of the?Company on 1 July 2004 and is the Chairman of the Remuneration Committee, a member of the Audit?Committee and the Nomination Committee of the Company. Mr. Tsui is the founding partner of Messrs.?Lo, Wong & Tsui, Solicitors & Notaries since 1980. He has been a solicitor of the High Court of Hong Kong?since 1977, a solicitor of the Supreme Court of England & Wales since 1981 as well as a barrister and solicitor?of the Supreme Court of Victoria, Australia since 1983. He has also been an advocate and solicitor of the?Supreme Court of Republic of Singapore since 1985 and a notary public appointed by the Archbishop of?Canterbury, England since 1988. Mr. Tsui was appointed as a Justice of the Peace by the Government of?Hong Kong in 1997. He was admitted to the Roll of Honour of The Law Society of Hong Kong in 2013. Mr.?Tsui is currently an independent non-executive director of Mongolia Energy Corporation Limited and Vision?Values Holdings Limited and he was an independent non-executive director of International Entertainment?Corporation till June 2017. The shares of all these companies are listed on the Stock Exchange.
Mr. LAU Wai Piu
LAU Wai Piu, was appointed as an Independent Non-executive Director of the Company on?1 December 2006 and is a member of the Audit Committee, the Nomination Committee, the Remuneration?Committee and the Risk Committee of the Company. Mr. Lau is a member of the HKICPA and a fellow of?the Association of Chartered Certified Accountants. He possesses over 20 years of extensive experience?in accounting and financial management. Mr. Lau is currently an independent non-executive director of?Mongolia Energy Corporation Limited and Vision Values Holdings Limited and he was an independent?non-executive director of International Entertainment Corporation till June 2017. The shares of all these?companies are listed on the Stock Exchange.
Dr. WEI Kuo-chiang
WEI Kuo-chiang, was appointed as an Independent Non-executive Director of the Company?on 31 December 2012 and is a member of the Remuneration Committee and the Risk Committee of the?Company. He was awarded a Doctor of Philosophy Degree in Finance from the University of Illinois at?Urbana-Champaign in the United States, a Master of Business Administration Degree in Finance from the?National Chengchi University in Taiwan, and a Bachelor of Engineering Degree in Industrial Management?from the National Taiwan University of Science and Technology. Mr. Wei is currently the Chair Professor of?Financial Economics in the School of Accounting and Finance at The Hong Kong Polytechnic University. He?previously acted as chair professor, professor, associate professor and assistant professor of finance at a?number of prestigious universities, including the University of Mississippi, the University of Miami and the?Indiana University at Bloomington/Indianapolis in the United States as well as The Hong Kong University of?Science and Technology (“HKUST”), and also served as Director of Value Partners Center for Investment,?Director of the Center for Asian Financial Markets and Director of Master of Science (Financial Analysis)/(Investment Management) Programs at the HKUST for many years. Mr. Wei has written a number of research?papers on issues such as the United States and Global Capital Markets and Pricing of Assets and he was?also a column writer on Hong Kong stock market and warrant trading for Hong Kong Economic Journal?for many years. Moreover, he assisted to develop wealth management and investment models for, among?others, Hang Seng Bank Limited and The Hongkong and Shanghai Banking Corporation Limited and?also organized and conducted a consultancy project for the Government of Hong Kong and Asia-Pacific?Economic Cooperation. Mr. Wei has been a council member of the Chinese Finance Annual Meeting and?the Global Chinese Real Estate Congress since 2004 and 2008 respectively.
Mr. WAN Kam To
WAN Kam To, was appointed as an Independent Non-executive Director of the Company on?19 June 2018 and is the chairman of the Audit Committee of the Company. Mr. Wan graduated from the?accountancy department of Hong Kong Polytechnic (now known as The Hong Kong Polytechnic University)?with a higher diploma in 1975. He was a partner of PricewaterhouseCoopers where he worked for over?30 years and accumulated extensive experience in auditing, finance advisory and management. Mr. Wan?is currently a council member of The Open University of Hong Kong and a fellow member of Hong Kong?Institute of Certified Public Accountants and the Association of Chartered Certified Accountants. Mr. Wan is?also currently an independent non-executive director of various listed companies, namely A-Living Services?Co., Ltd, China Resources Land Limited, Fairwood Holdings Limited, Harbin Bank Co., Ltd., KFM Kingdom Holdings Limited, and?Target Insurance (Holdings) Limited. The shares of all these companies are listed on the Stock Exchange.?He also serves as an independent director?of China World Trade Center Co., Ltd. (listed on the SSE). Mr. Wan was previously as an independent non-executive director of Dalian Port (PDA) Company Limited (listed on the Stock Exchange and the SSE) from?June 2011 to June 2017,?S. Culture International Holdings Limited (listed on the Stock Exchange) from?May 2013 to July 2017, Shanghai Pharmaceutical Holding Co., Ltd. (listed on the Stock Exchange and the SSE) from June 2013 to June 2019, Huaneng Renewables Corporation Limited (listed on the Stock Exchange) from August 2010 to June 2019 and Kerry Logistics Network Limited (listed on the Stock Exchange) from November 2013 to May 2019.?
Ms. LIU Yan
LIU Yan, was appointed as an Independent Non-executive Director of the Company on 19?June 2018 and is a member of the Nomination Committee. She holds a Bachelor degree in economics?from Central University of Finance and Economics and a master degree in Business Administration from?University of Rochester. She is a member of Chinese Institute of Certified Public Accountants (CICPA) and?passed all tests for Chartered Financial Analyst (CFA) Program. Ms. Liu has over 20 years of experience?in auditing, financial management, taxation and fund management. From 1992 to 1994, Ms. Liu was?employed as an analyst at Brilliance Group Holdings Limited. From 1994 to 2001, Ms. Liu worked at?PricewaterhouseCoopers as an audit manager. In 2005, Ms. Liu joined Barclays Bank (New York) Global?Financial Risk Management Department as an investment manager. She worked as a vice president for?Angelo Gordon Asia Limited from 2007 to 2010. From 2010 to 2015, Ms. Liu was a managing director of?Fund Management Department and Investment Management Department in China Everbright Limited
(Hong Kong). Ms. Liu is currently an independent non-executive director of Tai United Holdings Limited and?Great Wall Pan Asia Holdings Limited. She was an independent non-executive director of U Banquet Group?Holding Ltd from November 2016 to September 2018. The shares of all these companies are listed on the?Stock Exchange.
*Updated as of 23?August?2019